Prevention of Corruption (Amendment) Bill 2008 - Committee Stage - 1st December 2010
Prevention of Corruption (Amendment) Bill 2008 - Committee Stage - 1 December 2010
Senator David Norris: While I continue to support Senator Bacik and hope we can come to a speedy resolution of the amendment, I retain my view that suspicion is an element in the formation of an opinion. I am aware of the extremely serious case to which the Senator referred which involved a very brave woman. It is astonishing that no one spoke out previously at the hospital in question given the appalling practices and completely unnecessary operations, including symphysiotomy, which were carried out there.
Senator Ivana Bacik: They were afraid to speak out.
Senator David Norris: I understand the young woman observed developments for some time and formed an opinion as a result of a suspicion. This argument does not support Senator Bacik’s case in quite the degree she believes because——
Senator Ivana Bacik: If I may clarify the issue for the Senator, I was referring to general protection for whistleblowers and pointing out that whistleblowers in the health service and hospitals may fall between the gaps of the specific statutes to which the Minister referred. That is the problem with the sectoral approach. I was not referring to the opinion-suspicion issue.
Senator David Norris: Most whistleblowers are very serious people. They do not decide they do not like the look of a fellow, wonder if he has been up to something odd and make a report against him. All those with whom I have dealt are serious people who progressed from suspicion to opinion, as is appropriate. At the same time, I am pleased to support the amendments, although the Minister appears to be completely unwilling to take them on board.
Senator Rónán Mullen: I have been very engaged by the previous speakers’ comments. Having considered Senator Bacik’s argument, I am starting to lean against her proposition to introduce the word “suspicion” given what can happen when people are irresponsible in the formation of a certain opinion. Be that as it may, while I may have misunderstood Senator Regan, having thought about his argument, I am not sure the inclusion of the words “false, misleading, frivolous or vexatious”, which are the subject of several amendments in my name, necessarily implies that the Government’s definition of the word “opinion” does not encompass suspicion. What is at issue is the question of deceit and the possibility that a person may pretend to communicate an opinion or suspicion in good faith knowing that what he or she is saying is false, misleading, frivolous or vexatious. On reflection, I am not sure Senator Regan is correct although I am engaging with him rather than offering a definitive opinion.
Senator David Norris: I am delighted Senator Mullen has thoroughly undermined his amendment. He invoked deceit and referred to people misleading and so forth.
An Leas-Chathaoirleach: We are not discussing Senator Mullen’s amendment.
Senator Rónán Mullen: I will offer a rationale for my amendment in due course.
Senator David Norris: I will be interested to hear the Senator’s rationale, if he possesses one, which I doubt. I do not intend that as a personal comment.
Deputy Dermot Ahern: I cannot put the matter further than to state that, having discussed this issue with the Parliamentary Counsel, the word “opinion” encompasses actual knowledge or suspicion. I appear to be getting some support for that view from Senator Norris and, to a lesser extent, Senator Mullen.
I may have formed the wrong impression of Senator Bacik’s contribution and stand open to correction on the matter. Is she suggesting we provide that someone should be able to recklessly make an opinion or suspicion?
Senator Ivana Bacik: No.
Deputy Dermot Ahern: I understood the Senator was making such a suggestion. We need to be very careful because a balance must be struck between the right and duty of a whistleblower to come forward and the need to ensure people do not make accusations which traduce the good name of another individual.
Senator David Norris: That matter is addressed in the next amendment, which I was rebuked for discussing.
Deputy Dermot Ahern: It is for this reason the question of whether the word “opinion” encompasses everything would ultimately be determined by the court on the basis of the level of knowledge of the person concerned.
Senator Regan may correct me if I am wrong but is he suggesting that one cannot have a false or misleading suspicion? I believe suspicions can be false or misleading. For this reason, I do not get the Senator’s point. If one starts defining the word “opinion”, which I have not seen defined in any other legislation——
Senator David Norris: The Minister is on dangerous ground.
Deputy Dermot Ahern: I hazard a guess that it would be beyond the wit of the Oireachtas to define the word “opinion” in a manner sufficient to allow it to be legally parsed and analysed in a court case. Ultimately, the matter should be left to the courts to decide.
Senator David Norris: Of its very nature, an opinion is open to being incorrect or false. That must be the case.
Deputy Dermot Ahern: Yes.
Senator Eugene Regan: The Minister purports to define the word “opinion” as including suspicion while at the same time arguing——
Deputy Dermot Ahern: No, I stated that in the opinion of the Parliamentary Counsel the word “opinion” encompasses suspicion.
Senator Eugene Regan: I remind the Minister that I have the floor. He purports to define the word “opinion”. All I am suggesting is that the word should be defined in the legislation. By using only the word “opinion” and not making it clear that it includes suspicion, one places the onus on the whistleblower to be sure of his or her ground before voicing a concern.
Let us consider the history of sexual abuse in our institutions. The Minister referred to someone making accusations that damage the good name of individuals. That is exactly what was said to children and other people who raised concerns and suspicions about these types of activities. It is a fundamental issue.
Senator David Norris: Well done. That is a very good point.
Senator Eugene Regan: The onus should not be on the individual with the suspicion because he or she is usually the weaker person who does not have the means to check out the facts but has a genuine concern and suspicion that something wrong is being done. It is for others in authority to check the matter out and it is important that those suspicions be taken up and acted upon. However, such an action is closed off by the way this is framed. The onus is placed on and a criminal sanction framed in the Bill for the whistleblower. Be careful of one’s ground before voicing one’s suspicion
Senator Ivana Bacik: Senator Regan has put it very well by saying the Minister’s wording places the onus on the whistleblower to be sure of his or her ground before making allegations. He pointed out, rightly, that it was the culture of non-disclosure of sexual abuse in institutions that led to so much suffering for so many children for so long. In Ireland more generally there has been a culture of non-disclosure. We must be clear about the context, not only in regard to institutional sexual abuse or medical malpractice cases such as I raised, in planning corruption or malpractice in banks and financial institutions——
Senator Eugene Regan: Political corruption.
Senator Ivana Bacik: Political corruption. In all these areas there has been a culture of non-disclosure and in the past an absence of any sense of protection for whistleblowers. The Minister is right. We must have a balance and the good name of people must be protected. The balance went far too much the other way, however, and against giving any protection to a whistleblower who discloses in good faith. The amendment I propose, with the support of Senator Regan, would clarify for potential whistleblowers that they would be protected even if they did not have the full knowledge they thought they had. I think of all those people who disclosed planning corruption who were very sure they had seen envelopes change hands or that fraud had taken place but could not be absolutely certain because that is the nature of the kind of practice they were disclosing. It is done in secret. We must be careful not to create a perception that the onus on the whistleblower is so heavy that he or she must be absolutely certain before making any disclosure.
I support the Minister’s wording in section 8A(1)(a) which states that a whistleblower is not protected if he or she has been reckless as to whether an allegation was false, misleading, frivolous or vexatious. That preserves a balance. I do not agree with Senator Mullen’s amendment which would remove those words.
Senator David Norris: I thought I had persuaded the Senator.
Senator Ivana Bacik: When I read the wording again, I was sure——
Senator Rónán Mullen: I might persuade both Senators.
Senator Ivana Bacik: To include “suspicion” as well as “opinion” would make it clear that the whistleblower does not have to be absolutely certain before making a disclosure but neither can he or she make misleading or frivolous allegations. I say to the Minister, with respect, that to include “or suspicion” would create a better and more encouraging perception for whistleblowers and potential whistleblowers.
Senator David Norris: I have been persuaded by Senator Regan’s argument, supported by Senator Bacik, and now give my unqualified support to the amendment. A very important series of related points has been raised. First, there has been a shift in the balance of responsibility. Second, some of the persons involved may be young people or people who are not entirely formed as to maturity and who may be easily intimidated. Cases of sexual abuse were mentioned which is a very sensitive area. I am now completely persuaded by this argument.
That is the great value of the kind of debate we have in this House. It is possible, honourably, to alter the balance of one’s opinion. I am sure the Minister is capable of doing that too. I suggest to my colleagues who tabled this amendment that it is very important. I congratulate Senator Bacik on tabling it but I suggest she might consider withdrawing it to allow the Minister to consider the matter in greater depth with his advisers and the Senator resubmit it on Report Stage in the hope that the Minister will be persuaded and will refer the debate in this Chamber to the advisers in order that they may study it. We are all united in our wish to promote and sustain the welfare of vulnerable people who make these allegations in good faith.
Deputy Dermot Ahern: I can look at this again between now and Report Stage but I reiterate we considered this issue. As far as we on this side of the House are concerned, we do not flip-flop and we listen to arguments.
Senator Rónán Mullen: That is making a swansong.
Deputy Dermot Ahern: We do not flip-flop within a short timescale.
Senator Eugene Regan: It is just a nuance of the argument of Senator Norris.
Deputy Dermot Ahern: On the basis that——
Senator David Norris: If the Minister is giving a guarantee he will look at this matter, he must look at it with an open mind. It is not a flip-flop.
An Leas-Chathaoirleach: The Minister, without interruptions.
Senator David Norris: It is a development.
Senator Rónán Mullen: If the Minister could at least form a suspicion, as distinct from an opinion, he might——
Deputy Dermot Ahern: Perhaps, upon mature reflection.
Senator Eugene Regan: It is a sign of intelligence to be able to change one’s mind.
An Leas-Chathaoirleach: The Minister, without interruptions.
Deputy Dermot Ahern: Our premise is that “opinion” includes suspicion, actual knowledge or a belief. I would not suggest what is being suggested, namely, that in some way the use of the word “opinion” suggests the person in question must be absolutely certain about the issue he or she is reporting. I do not accept that at all. It is up to the authorities——
Senator David Norris: It is a grey area.
Deputy Dermot Ahern: No, there is a suggestion that in some way——
Senator Eugene Regan: No one suggested that.
Deputy Dermot Ahern: ——there is a greater onus on the person because of the use of the word “opinion” rather than “suspicion”. That leaves aside the fact that as far as we on this side of the House are concerned, the word “opinion” includes “suspicion”. I will look at this again and consider whether it is possible to define “opinion”. I do not believe one can but we will ask the Office of the Attorney General. I do not believe that adding the word “suspicion” will advance or broaden this in any way. If one were to include the word “suspicion”, one would probably have to look to other similar words to see whether they, too, should be included. Where would one end up? The use of the word “opinion” is recognised in courts by the Judiciary and it is fully understood what it is intended to mean in particular instances. I do not see how this argument can advance. It may very well even suggest there is a differentiation between opinion and suspicion whereas, as far as we are concerned, there is not.
An Leas-Chathaoirleach: Is amendment No. 1 being pressed?
Senator Ivana Bacik: I would not press it if I thought the Minister would take the debate seriously and would consider the issue between now and Report Stage. He said he——
Deputy Dermot Ahern: I take the debate seriously.
Senator Ivana Bacik: I accept the Minister said that but I note from the Order Paper that Report Stage is to take place immediately after Committee Stage.
Deputy Dermot Ahern: I did not know that.
Senator Ivana Bacik: I do not suggest the Minister knew that. I am informing the House of it. I do not believe Senator Norris was aware of this either.
Senator David Norris: The way the business of this House is ordered is absolutely disgraceful. This is another example of the idiocies perpetrated by the Leader.
Deputy Dermot Ahern: I did not know that.
Senator Ivana Bacik: I do not suggest the Minister knew it.
Senator David Norris: It is an absolute shame.
Senator Ivana Bacik: I would be happy to withdraw the amendment if I thought there would be a gap between Committee and Report Stages in order that the Minister might be in a position to consider it. There has been a full debate on the amendment. The matter was put in the other House but the debate there was not so full.
Progress reported; Committee to sit again.
Debate resumed on amendment No. 1:
In page 5, line 21, after “opinion” to insert “or suspicion”.
— (Senator Ivana Bacik).
Senator Ivana Bacik: Given the circumstances, I withdraw the amendment.
Amendment, by leave, withdrawn.
An Leas-Chathaoirleach: Amendments Nos. 2 and 4 are related and may be taken together, by agreement. Is that agreed? Agreed.
Senator Ivana Bacik: I move amendment No. 2:
In page 5, line 23, to delete “has been or is being” and substitute “may have been or may be being”.
Amendments Nos. 2 and 4 relate to a similar concern in respect of the whistleblower protection in section 4. Again, we felt the onus is being placed, under the Minister’s wording, on the whistleblower to be clear that he or she had formed an opinion that an offence under the Prevention of Corruption Act has been or is being committed. Using the Minister’s wording, the onus is placed on the whistleblower to form an opinion that an offence has been or is being committed. In our view, that is too heavy an onus on a potential whistleblower. It seems as if it requires the whistleblower to know what sort of offences are envisaged under the Prevention of Corruption Act before he or she would report any opinion to anyone in authority about his or her view.
Our amendment would give greater protection to whistleblowers and create a more encouraging climate for potential whistleblowers. Instead of stating the whistleblower must have formed the opinion that an offence has been or is being committed, it would be somewhat more nuanced and would state that an offence “may have been or may be being” committed.
We cannot presume that every potential whistleblower, including, as Senators Norris and Regan said, very young people who may be very vulnerable and easily intimidated, would know the law on corruption offences — in fact, we cannot presume anyone knows what the Prevention of Corruption Act states in terms of offences. Therefore, it would be a more appropriate approach to state they must have formed an opinion or suspicion in good faith that an offence “may have been or may be being” committed. This does not change the substance of the section but it creates a little more space for a whistleblower to form an opinion in good faith and to be clear he or she will be protected if he or she reports or discloses that suspicion to somebody in authority.
Amendment No. 4 refers to subsection (3), where “a person has committed or is committing an offence”. The amendment seeks to introduce the term “may have committed or may be” committing an offence. To put it in plain language, if a potential whistleblower thinks somebody may be committing an offence of corruption, the person can report that in good faith. It does not require that the person believes an offence of corruption has been or is being committed. It is a nuanced amendment, which we believe creates a more welcoming and encouraging climate for potential whistleblowers, whom we want to encourage to make disclosure in good faith of suspicions and opinions about corruption.
Senator David Norris: I support the amendment, which strengthens the protection of whistleblowers. As Senator Bacik said, it is a nuanced view. One could say that having an opinion that “it” has been committed does not require “it” to have been committed. At the same time, this will offer reassurance to people who have a suspicion or an opinion that something may have gone wrong, where the person is not in a position to state objective facts with clarity but believes something sinister is or may be occurring.
As we have got to a situation where there will be time for reflection, I urge the Minister to take the amendment back for reconsideration rather than rejecting it. It is all of a piece with the earlier amendment, as Senator Bacik argued very effectively. This would be a practical way of dealing with this important matter, if it is reserved for further discussion.
Senator Eugene Regan: I agree with these amendments, which are on the same lines as the previous amendments we have discussed. The manner in which the section is framed is too onerous on the whistleblower and the amendments are well grounded.
Senator Rónán Mullen: This amendment is closely related to the previous amendment proposed. It might be of use to think of this in terms of a situation where a person has second-hand rather than first-hand knowledge. Are we discussing the facilitation of potential whistleblowers who do not have a direct handle on the evidence of wrong-doing but who are, say, approached by a person they trust within an organisation who tells them something has happened, and who then feel an obligation to report what they heard? Such evidence might be regarded as hearsay in the view of the courts but would and should, in the whistleblower’s view, facilitate an investigation into what the person has heard. Is that useful in terms of considering the distinction between what is contained in the legislation and what Senator Bacik has proposed?
Minister for Justice and Law Reform (Deputy Dermot Ahern): I am minded to accept the amendments, although some of the documents before me would suggest they are not necessary. As I said, opinion encompasses belief and suspicion; it does not connote certainty. Therefore, there is no need to change “may” to “may have been or may be being”. The whistleblower is not required to prove that corruption has been or is being committed. He or she is not required to be certain. He or she is clearly protected when communicating an opinion, which includes suspicion, that corruption has been or is being committed. The only requirement is that the whistleblower avoids knowingly or recklessly being false, misleading, frivolous or vexatious. It is really a balance between, on the one hand, encouraging whistleblowers and, on the other hand, protecting people against whom an allegation has been made.
I am inclined to accept the amendments today. There is a time constraint because we want to get the Bill passed and, if I accept the amendments, we have to go back to the Dáil. We want the Bill passed by 14 December because there is an OECD deadline. I will accept the amendments, and on Report Stage we will have to find time to go back to the Dáil. They do make sense.
Senator David Norris: Bravo. Well done to the Minister. That is brilliant.
Senator Ivana Bacik: Senator Norris has put it very well. I am very grateful to the Minister for being so open to accepting the amendments and for indicating he will do so. They will strengthen and improve the quality of section 4 of the Bill and will encourage a greater culture of disclosure in good faith by whistleblowers. That is an important change of mind and I am grateful to the Minister for accepting the amendments, which will send a very welcome signal to potential whistleblowers that they will be given adequate and appropriate protection where they disclose in good faith their belief or opinion that an offence may have been or may be being committed. I thank the Minister.
Deputy Dermot Ahern: As I have accepted the amendments, for logistical reasons we would have to have Report Stage today.
Senator Ivana Bacik: I am happy with that.
Senator Eugene Regan: Are we talking about these amendments and Senator Bacik’s previous amendments?
Deputy Dermot Ahern: We will have to deal with them all today due to logistical reasons in regard to bringing the Bill back into the Dáil.
Senator David Norris: As the person who fought that battle on the issue, if Senator Bacik, whose amendment this is, is satisfied, I will certainly accept it, as I am sure she will.
Acting Chairman (Senator Maurice Cummins): The House will decide that at the end of Committee Stage. We cannot decide on it now. That is the procedure.
Amendment agreed to.
Acting Chairman (Senator Maurice Cummins): Amendments Nos. 3 and 6 are related and will be discussed together.
Senator Rónán Mullen: I move amendment No. 3:
In page 5, lines 26 to 29, to delete all words from and including “misleading,” in line 26 down to and including “vexatious,” in line 29.
In many ways, what we have been discussing recently and what I am proposing concern different paths up the mountain. We want to achieve a culture of transparency in which people will not feel there will be a chilling effect in reporting their belief there has been corruption. The same motivation underlies Senator Bacik’s amendments and mine.
We must recall the critical role played by whistleblowers in fighting corruption. PricewaterhouseCoopers estimates that some 40% of all cases of corruption and fraud are exposed by whistleblowers. Individuals such as Eugene McErlean at AIB and Sherron Watkins at Enron have in the course of their work reported concerns or evidence of wrongdoing or harm to others. It is important to remember they are motivated to do the right thing in the common good. That is what we are talking about in this debate. It is to fulfil international obligations that the Government has brought forward this legislation. It is important to remember that the role of whistleblowers has been recognised by the United Nations, the Council of Europe and the OECD. It is because these organisations place whistleblowing at the heart of a national strategy to prevent the abuse of power that we have this Bill. We need to be very careful, therefore, about what we include in and leave out of it.
I have not addressed the sectoral approach taken by the Government to whistleblowing, as addressed by other Senators. The approach is folly. We will be left with very diverse and confusing standards of protection for whistleblowers and significant gaps in legislation. Irrespective of whether one is talking about child abuse, corruption, fraud or mismanagement, it should be possible to identify certain principles that apply to all of these areas. It should be possible to identify whether allegations are made in good faith and establish a mechanism for people to report to an authority beyond their employer because of fear or possible intimidation by that employer or employees. One can pretend that the drafting of general legislation would cause problems, but I do not believe it would. The same principles generally apply to whistleblowing across the board. I refer to what whistleblowers need in order to do what they must do and the wider need of society to prevent the making of many vexatious, irresponsible, worrisome or unfounded claims. I am concerned the Bill will not protect individuals such as Eugene McErlean or a single whistleblower in our banks reporting fraud, overcharging or reckless dealing. It is remarkable, given what we have discussed incessantly in the past few months, that these issues remained unaddressed in this legislation. That is very noticeable and odd, to say the least.
The Bill will not hold unscrupulous employers to account for covering up wrongdoing of many shades other than what is prescribed in it. When one considers the penalty imposed on individuals such as Mr. Noel Wardick, a former director at the Irish Red Cross who drew attention to serious issues of mismanagement and a failure to discharge funds properly, one realises it is remarkable that we are not taking the opportunity this legislation presents to establish more general principles pertaining to whistleblowing. It is vital that we do so, bearing in mind that the Irish Red Cross almost has a statutory function and significant national responsibilities at certain times and in certain ways. It is a classic example of a case in which somebody feels the need to report beyond his or her employer and the Garda in order that the best interest of his or her organisation and the public would be served.
The amendments propose to delete the words “misleading”, “frivolous” and “vexatious” such that the section would provide that a person would not be liable for damages, save where, in communicating his or her opinion to the appropriate authority, he or she knows his or her opinion to be false. Let me reassure the Minister and others in case there is any doubt. It is not that I have any sympathy for someone who knows what he or she is saying is in any way misleading, frivolous or vexatious. One must consider the two amendments together. We are not just talking about the person escaping liability in the courts but also about the circumstances in which a person might escape penalisation by his or her employer. I am worried that the legislation, as drafted, will lead to a chilling effect on potential whistleblowers. They may consider it may be said what they are doing is misleading or vexatious. I am uncomfortable with the subjectivity associated with these concepts. The test should be one of falsity. Transparency International has advised that it is highly unusual and worrying for a provision such as this to be inserted in such legislation. It believes the Bill, as presented, will silence potential whistleblowers.
The Bill provides that damages may be sought against an employee if what he or she reports is deemed to be reckless in the sense of being false, misleading, frivolous or vexatious. This type of provision is not included in any other whistleblower legislation, in Ireland or overseas. One must ask why anyone would come forward if he or she believed he or she could be penalised by his or her employer. That is the point that causes me particular concern. I refer to the raising of a concern that one’s employer deems to be reckless, vexatious, frivolous or misleading. Even where an employee makes a genuine mistake in reporting, would it not be easy to brand the report as frivolous or reckless? Such mistakes are possible and may even be inevitable, but a whistleblower should not be punished according to such a subjective and unfair standard.
1 o’clock
What constitutes reckless behaviour? Would a person mistakenly reporting a concern of corruption to a non-designated body such as the Standards in Public Office Commission or the Office of the Comptroller and Auditor General be deemed to be reckless? The standard runs contrary to the common law principle of good faith, which implies a person believes the substance of the report to be true and does not act maliciously. Would that not be a better standard to apply? The good faith principle is at the heart of the United Kingdom’s whistleblower legislation and has been tested in British courts for the past decade. The new test of recklessness and frivolity will serve only to dissuade those who have genuine concerns from reporting for fear of being branded as reckless. That is my concern. It is not that I want to provide comfort for those who in any way know or believe what they are saying is frivolous, vexatious or misleading.
One must be careful about the overall context and import of this legislation. My fear is that it could have a chilling effect on those who genuinely have a matter to report. Why not simply require that what they report must not be false? If one considers the imposition of criminal liability, one will note it just applies to circumstances in which one knows one’s statement is false. If that is the threshold at which the law intervenes, should it not be the threshold applied across the board when offering protection from civil litigation and penalisation by an employer?
Senator David Norris: I listened with interest to what Senator Mullen had to say. I believed initially these amendments were absurd, dangerous and self-contradictory and the Senator has not persuaded me that they are not.
He has completely undermined his own case, particularly in the context of the words he used. Earlier I urged the Minister to reflect on this matter and was successful in getting him do so. I urge the Senator to reflect on it also.
There might be a tiny margin for arguing about whether something is reckless. However, it is not possible to state anyone who makes an allegation and knows it to be vexatious, misleading or frivolous should be protected. I have always stood up for principles and whistleblowers. I have even blown the odd whistle myself. However, it would be outrageous to protect someone who knows that the allegations he or she is making are vexatious and who makes them merely to upset the person who is the subject of them. That is arrant nonsense and I am 100% opposed to it.
It is wrong to invoke the names of Mr. Eugene McErlean who worked for AIB and Mr. Noel Wardick, a former director of the Irish Red Cross. I have raised issues on behalf of these individuals and it is seriously damaging to their reputations to suggest they require such protection. The allegations made by the two gentlemen to whom I refer made were certainly not misleading, frivolous or vexatious.
Senator Rónán Mullen: That is not the point I was making.
Senator David Norris: If the legislation has a chilling effect in preventing people from knowingly making vexatious, misleading or frivolous allegations, so much the better. That is what legislation should do.
There is a minor argument which can be made in respect of the second amendment, but I urge Senator Mullen to withdraw both of them.
Senator Rónán Mullen: Transparency International has pointed out——
Senator David Norris: I do not care about that matter. Mentioning the name of an organisation does not mean anything. The Senator has not sustained his argument.
Senator Rónán Mullen: I took the trouble to——-
Acting Chairman (Senator Maurice Cummins): There should be no interaction between Members.
Senator David Norris: I would be extremely surprised if Transparency International wanted to incite people and protect those who knowingly make misleading, frivolous or vexatious allegations.
Senator Rónán Mullen: The Senator is intent on disagreeing with the amendments and did not listen to what I said.
Acting Chairman (Senator Maurice Cummins): The two Members should address their remarks through the Chair. There should be no interaction between them. Let us deal with our business in a proper way. Has Senator Norris concluded?
Senator David Norris: Yes, I believe I have made the point. The language is clear. Protection is not afforded to people who make allegations which they know to be misleading, vexatious or frivolous for corrupt reasons. The import of Senator Mullen’s amendments would be to open a blackmailer’s charter. If Transparency International stands over the amendments tabled by the Senator, it has made a mistake. I am certain the Senator has tabled the amendments in good faith. However, I do not understand the logic behind them and he certainly has not persuaded me by his arguments.
Senator Rónán Mullen: Transparency International wants another test to be applied.
Acting Chairman (Senator Maurice Cummins): The Senator will have the right to reply when everyone else has contributed.
Senator Ivana Bacik: I appreciate what Senator Mullen is seeking to do with these amendments which is similar to what I was trying to do, namely, ensure adequate protection for whistleblowers who disclose in good faith. However, I am not sure that removing the relevant words and making the test one of knowing something to be false and excluding the test for recklessness would be the best way to proceed. The amendment the Minister accepted will enhance the protection for whistleblowers to a sufficient degree and ensure a balance is struck. While I appreciate the aim of the amendments, the balance to which I refer must be established. It is important a message is sent to potential whistleblowers that they will encouraged to disclose information in good faith. We must also ensure we do not——
Senator David Norris: Would the Senator afford protection to persons who knowingly make vexatious allegations?
Senator Ivana Bacik: No.
Senator David Norris: That is my point.
Senator Ivana Bacik: I agree that there is a difficulty in respect of recklessness. In our criminal code it is clear a different form of mens rea applies. On the other hand, we are referring to civil liability, particularly in the context of section 4(1)(a). A balance has been struck.
Senator Rónán Mullen: I wish to clarify two points. In the context of what Senator Bacik stated, I am not proposing that we remove the test relating to recklessness. I am, however, proposing that the test relating to knowledge and recklessness be confined to the issue of falsity.
Senator Norris’s contribution was both entertaining and dramatic. However, he fails to comprehend the import of what I am saying about removing the words “misleading”, “frivolous” and “vexatious”. I am not suggesting we should protect those who knowingly make misleading, frivolous or vexatious claims or reports. I am concerned instead with establishing a context in which people will not feel unduly burdened, particularly in the context of their potentially being penalised by their employers, when it comes to making such claims or reports. An employer could, for example, decide, on a subjective basis, that what a whistleblower did was misleading. I suggest we adhere to the principle established under the criminal law, namely, that a person who does something which he or she knows to be false will get into trouble. That would pretty much cover matters. By including the words to which I refer, it adds in some way to the chilling effect.
The psychological context in which whistleblowing occurs provides the key to understanding what I am saying. With respect, I believe Senator Norris did not pay adequate attention to my arguments in this regard. I am proposing that we replace what is contained in the Bill with something along the lines of the British model. In such circumstances, the legislation would refer to making claims in good faith and not being malicious. The Senator did not appear to comprehend that aspect of my argument either. I am not seeking to establish a blackmailer’s charter or give comfort to those who make misleading, frivolous or vexatious claims. I thought that should have been very clear to the Senator. However, I believe he chose heat over light — or perhaps drama over substance — in the context of the approach he chose to take to my amendments.
I reiterate that the test of falsity should be maintained. If a person knows that what he or she is saying is false or if he or she is reckless as to whether something is false, that should be sufficient to prevent irresponsible or dishonest whistleblowing. We should opt for a test of good faith and presume an absence of malice.
Deputy Dermot Ahern: While I accept that Senator Mullen tabled thee amendments in good faith, the net effect of what he is suggesting — which he readily admitted — would be that the test would be restricted to one of falsity. In deleting the words to which the amendments refer, he would, in effect, be providing protection for persons who knowingly or recklessly make communications or offer opinions that are misleading, frivolous or vexatious. I could not accept this.
When the Bill was originally published, the test of whether a whistleblower would receive protection was simply based on whether he or she had acted reasonably and in good faith in forming an opinion and communicating it to the appropriate person. I proposed an amendment which was accepted on Committee Stage in the Dáil in respect of this test. As a result, the Bill now provides that a whistleblower will be protected unless, when communicating an opinion, he or she does so knowing or being reckless as to whether that opinion is false, misleading or frivolous or if he or she furnishes information in this regard that he or she knows to be false or misleading.
I also tabled an amendment on Report Stage in the Dáil in respect of allegations of whistleblowing which are false. As a result, the test as to whether a person is guilty of an offence rests on whether he or she actually knew an allegation was false as opposed to whether he or she ought to have known it was untrue. I am satisfied, therefore, that the section, as it now stands, strikes the correct balance.
Senator Mullen referred to the treatment, from a civil point of view, of employees. I refer him to section 6 which inserts an new Schedule 1 in the principal Act and which states:
In proceedings under this Schedule before a rights commissioner or the Labour Court in relation to a complaint that section 8A(5) has been contravened, it shall be presumed, until the contrary is proved, that the employee concerned acted reasonably and in good faith in forming the opinion and making the communication concerned.
Again, protection is provided for employees who must obviously make complaints in good faith. While Senator Norris may have been overly colourful in what he said, I agree with his opinion on this matter. Deleting the words in question would have an adverse effect in that it would provide protection for someone who knowingly or recklessly makes vexatious, frivolous or misleading allegations.


